At VSPV & Co., we understand that investigations initiated by the Serious Fraud Investigation Office (SFIO) under the Companies Act, 2013 demand specialized knowledge, precision, and absolute confidentiality. Our SFIO Investigation Support Services are designed to assist companies, directors, and stakeholders in navigating intricate investigations related to corporate governance, financial fraud, and regulatory non-compliance.

With an expert team of Chartered Accountants, forensic auditors, and compliance professionals operating from Bangalore and Delhi, we provide comprehensive advisory, documentation, and representation support in SFIO proceedings. Our objective is to protect your organization’s reputation and ensure compliance with the legal framework while managing investigations with utmost professionalism and diligence.

Our SFIO Investigation Support Services Include:

1. Company Law Compliance & Investigation Assistance

• Advisory on compliance with key provisions of the Companies Act, 2013, and related regulatory frameworks.

• Support in responding to SFIO summons, inspection notices, and investigation questionnaires.

• Review and preparation of statutory records, board resolutions, and filings with the Ministry of Corporate Affairs (MCA).

• Assistance in the preparation and submission of detailed transaction reports, management explanations, and clarifications.

• Representation during inspections, hearings, and depositions before SFIO authorities.

2. Corporate Fraud & Financial Mismanagement Advisory

• Advisory and forensic review in cases involving misappropriation of funds, diversion of resources, falsification of accounts, and misuse of corporate position.

• Examination of financial statements, related-party transactions, and internal audit reports to identify red flags.

• Coordination with ROC, CBI, ED, and other agencies during parallel investigations.

• Preparation of defense documentation and factual submissions based on thorough financial analysis.

• Support in board-level reviews, compliance gap assessments, and implementation of corrective actions.

3. Forensic Accounting & Transaction Analysis

• Conducting forensic audits to trace fund flows, evaluate accounting irregularities, and detect potential fraud.

• Preparation of investigative reports, balance sheet reviews, and cash flow mapping for use in SFIO inquiries.

• Collaboration with certified forensic specialists to reconstruct financial data and transaction trails.

• Advisory on preserving, organizing, and presenting digital and documentary evidence in accordance with legal standards.

4. Representation & Regulatory Liaison

• Professional representation before the SFIO, MCA, NCLT, and other relevant authorities.

• Drafting and submission of replies, affidavits, and factual clarifications in response to investigation proceedings.

• Liaison with legal counsel for case preparation, cross-agency coordination, and procedural compliance.

• Assistance in understanding SFIO reports, findings, and their implications for corporate and individual liability.

5. Preventive Corporate Governance & Risk Management

• Advisory on designing robust internal governance frameworks to mitigate the risk of future investigations.

• Implementation of compliance audit programs, internal financial controls (IFC), and reporting mechanisms.

• Board advisory on director responsibilities, disclosures, and conflict-of-interest management.

• Employee training and compliance awareness programs to strengthen ethical corporate practices.

Why Choose VSPV & Co.?

Specialized Expertise: Extensive experience in Company Law, SFIO procedures, and forensic investigation support.

Integrated Approach: A multidisciplinary team combining financial, legal, and compliance perspectives.

Pan-India Presence: With offices in Bangalore and Delhi, we ensure smooth coordination and representation across jurisdictions.

Confidential & Ethical Practice: Every engagement is handled with integrity, confidentiality, and procedural accuracy.

End-to-End Support: From initial investigation response to post-inquiry compliance restructuring — we manage the entire process seamlessly.

Our Commitment

At VSPV & Co., we are committed to providing strategic, accurate, and compliant solutions for businesses and individuals facing SFIO investigations. We help clients navigate the complexities of Company Law, ensuring complete transparency and adherence to corporate governance standards.

Our role extends beyond defense — we act as your trusted compliance and investigation partner, helping your organization reinforce internal controls, restore credibility, and ensure long-term regulatory resilience. Through our expert guidance, businesses across India can confidently manage SFIO inquiries with precision, professionalism, and integrity.